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Next-Generation Biotech Is Rendering Some Lab Animals Obsolete

When it came time for Itzy Morales Pantoja to start her Ph.D. in cellular and molecular medicine, she chose a laboratory that used stem cells—not only animals—for its research. Morales Pantoja had just spent two years studying multiple sclerosis in mouse models. As an undergraduate, she’d been responsible for ­giving the animals painful injections to induce the disease and then observing as they lost their ability to move. She did her best to treat the mice gently, but she knew they were ­suffering. “As soon as I got close to them, they’d start peeing—a sign of stress,” she says. “They knew what was coming.”

Even though the mouse work was emotionally “very, very difficult,” Morales Pantoja remained committed to her research out of a desire to help her sister, who has multiple sclerosis. Three years after the project wrapped up, however, Morales Pantoja was crushed to find that none of her results would be of any direct help to people like her sister. An antioxidant she’d tested seemed promising in mice, but in human samples it was ineffective.

This was a disappointment but not a surprise. Around 90 percent of novel drugs that work in animal models fail in human clinical trials—an attrition rate that contributes to a $2.3-billion average price tag for every new drug that comes to market.

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Today Morales Pantoja is a postdoctoral fellow at the Johns Hopkins Center for Alternatives to Animal Testing, where she is helping to develop lab-grown models of the human brain. The goal is to advance scientific understanding of neurodegeneration while moving the field beyond what some researchers see as an antiquated reliance on animal models.

Millions of rodents, dogs, monkeys, rabbits, birds, cats, fish, and other animals are used every year for research purposes worldwide. Exact numbers are hard to come by, but advocacy group Cruelty Free International estimated that 192 million animals were used in 2015. Most of this work occurs in four broad domains: cosmetics and personal products, chemical toxicity testing, drug development, and drug-discovery research.

Animal-based studies have contributed to important findings and lifesaving medical advancements. The COVID vaccines, for instance, were developed in animals, including mice and nonhuman primates. Animal models have also been critical in advancing AIDS drugs and in developing treatments for leukemia and other cancers, among many other uses.

But animal studies often fall short of producing useful results. They may weed out possibly effective drugs or miss toxicity in humans. They have failed to deliver breakthroughs in certain fields of medicine, including neurological conditions. A 2014 study estimated that candidate therapies for Alzheimer’s disease developed in animal models have failed in clinical trials about 99.6 percent of the time. “As questions about human biology and variability get more complex, we are bumping up against the limits of animal models,” says Paul Locke, an environmental health scientist and attorney at the Johns Hopkins Bloomberg School of Public Health. “The thing you run into with animals—and there’s no way to get around this—is that animal biology is just too different from human biology.” Other species are no longer providing the insights about human biology—including at the cellular and subcellular levels—that scientists today need to achieve innovation.

A growing, multidisciplinary community of researchers around the world is investigating alternatives to animal models. Some are motivated by concerns about animal welfare, but for many, sparing the lives of millions of creatures is just an added bonus. They are driven primarily to create technologies and methods that will approximate human biology and variability better than animals do.

For the past decade or so dozens of labs, start-ups and nonprofit groups have pursued alternative methods that range from machine-learning tools that predict chemical toxicity to living “organs-on-a-chip” that can be combined to replicate human organ systems. Their efforts have now matured to the point where some labs are phasing animals out entirely. Research is beginning to show that these new methods often provide significantly more accurate answers than animals do.

Legislation is beginning to reflect these developments. In 2021 the European Parliament passed a resolution to phase out animal testing in research. Australia’s national science agency has begun seriously exploring nonanimal models for medical product development. In 2022 President Joe Biden signed a bill that did away with a long-­stand­ing U.S. Food and Drug Administration requirement for animal testing as a part of every new drug application. In May 2023 Maryland passed a first-of-its-kind law mandating that animal-testing labs contribute to a fund that will be directed to other labs developing human-relevant altern­atives. Another federal bill, introduced in 2024, would pave the way for the FDA to begin accepting data from new methodologies on a wide scale.

This convergence of developments in legislation, industry and science will bring about “a sea change in how we conduct biomedical research,” says Danilo Tagle, di­­rect­or of a group at the U.S. National Institutes of Health that is leading an in­­sti­tu­tion-wide push to invest in alternatives to animal models. This year the NIH is launching a $300-million fund that specifically supports the development, validation and testing of nonanimal alternatives for drug screening, disease modeling, and more. This re­­source will be on top of the 8 percent of the NIH’s $40-­billion research budget already awarded for alternative methods, a percentage that has been rising for the past 15 years. As Tagle says, “We’re seeing a convergence in legislation, industry and scientific developments.”

In 1937, when 12 patients came to Archibald “Archie” Calhoun complaining of infections, the physician from Covington County, Mississippi, did what he often did: he wrote them prescriptions for sulfanilamide, an antibiotic he’d used for years. Within days, six of the patients were dead. The pharmaceutical company that produced sulfanilamide had added a new ingredient to the raspberry-flavored formula: diethylene glycol, a type of antifreeze, which turned out to be deadly. “This realization has given me such days and nights of mental and spiritual agony as I did not believe a human being could undergo and survive,” Calhoun wrote afterward.

Paul Locke of Johns Hopkins and others say it’s not a question of whether animal testing will be phased out of most research but when.

The “sulfanilamide disaster,” as the incident came to be known, took the lives of more than 100 people, many of them children. Congress responded with the Federal Food, Drug and Cosmetic Act, a set of laws designed to ensure that no company would ever again unknowingly sell a toxic drug. Among other things, the act required that new drugs in development be tested on animals before being given to humans. “An early success of animal models was to keep these horrible products off the market,” Locke says.

Today animal models are still considered the standard for pharmaceutical and drug-discovery research, partly because many people in the scientific community still get value from them and partly because they’re the status quo. Yet the full extent of animal use in the U.S. is unknown. Federal laws do not require researchers to make public the number of rats, mice and birds—the three species that make up more than 95 percent of testing subjects—bred for research purposes. Likewise, no comprehensive analyses have tallied the amount of U.S. government–funded research that uses animal models, according to Tagle.

People for the Ethical Treatment of Animals, or PETA, has estimated that just under half of NIH research funding goes toward animal-based studies. Organizations outside of government and academia use animals for research as well. The Humane Society of the United States estimates that more than 50 million animals are used for research purposes every year in the U.S. alone.

Locke and others say it’s not a question of whether animal testing will be phased out of most research but when. “Everyone recognizes that the goal is to eventually try to replace animals,” says Naomi Chara­lam­bakis, associate director of science policy at the Federation of American Societies for Experimental Biology, a nonprofit group that represents 22 scientific socie­ties and more than 110,000 researchers worldwide. But animals are not going to disappear from research soon. “We’re still very much in the nascent phases,” Chara­lam­bakis says.

The Interagency Coordinating Committee on the Validation of Alternative Methods (ICCVAM), which operates un­­der the auspices of the U.S. National Institute of Environmental Health Sciences, is a group of 18 research and regulatory agencies working together to promote new scientifically valid methods that are rooted in human biology and that reduce and replace animal tests. According to Nicole Kleinstreuer, a computational toxicologist and executive director of ICCVAM, the team prioritizes “scientific projects that will ultimately result in regulatory translation and implementation.”

How quickly that happens, though, will vary. Locke suspects discovery research—which seeks to understand basic mechanisms of biological systems—will probably take the longest because it is the most complex do­­main that scientists use animals to ex­­plore. For this research, animals offer the ad­­van­tage of being living creatures with complete organ systems that interact in a coordinated fashion—something that in vitro approaches cannot yet do.

The cosmetics and personal products industry is the furthest along in doing away with animal testing, primarily because of consumer demand. More than 2,500 North American cosmetics, personal care and household product companies are certified as animal-free. Twelve U.S. states and 45 countries have banned animal-tested cosmetics, and legislation reintroduced in the House in September 2023 could add the full U.S. to that list.

Phasing animals out of some types of toxicity testing—carried out to establish a substance’s potential to cause harm—is probably next in line. Numerous studies have shown that, in many cases, artificial-­intelligence-based algorithms trained with preexisting data are as reliable as or more reliable than animals in predicting toxicity for various chemicals. In 2016 President Barack Obama signed an amendment to the Toxic Substances Control Act directing the Environmental Protection Agency to begin reducing the use of vertebrate animals in toxicity testing and replacing it with alternative methods if scientifically feasible.

The EPA has made some progress to­­ward this goal. In 2018, for example, the agency granted 62 waiver requests for reductions in animals undergoing certain toxicity testing, sparing around 16,500 animals and resulting in savings of about $8.9 million in its first year. In 2024 the EPA published a new framework for assessing eye irritation or corrosion through alternative test methods.

Some environmental groups have opposed a complete transition away from animal testing. As Susanne Brander, an ecotoxicologist at Oregon State University, summarized last year in work published by the Environmental Defense Fund, “the looming concern” is that new methodologies may miss negative effects that animal models would have caught, “potentially allowing toxic chemicals to appear in consumer products or end up in our environment.”

Kleinstreuer says she understands why consumer protection groups might be wary about these changes. But she emphasizes that the EPA’s motivation in phasing out animal testing “is to actually provide better human health protection using the best science that is fundamentally rooted in human biology.”

To see what the future of human-centric models might look like, I visited Emulate, a biotechnology company in Boston. Emulate specializes in organ chips: flexible polymer platforms, about an inch long, that duplicate human cell and tissue microenvironments.

Sushma Jadalannagari, a tissue engineer, let me play lab tech. Working in a biosafety cabinet, I sucked up trypan blue dye and inserted a pipette tip into a tiny divot in the top of a pristine chip. As I released the fluid, a thin,

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